About me
As Senior Vice-President, Market Regulation, Kevin is part of the CIRO executive leadership
team and is responsible for all of CIRO’s market-related functions including Market Policy,
Surveillance (including equity, debt, cross-asset, and crypto), Trading Review and Analysis, and
Trading Conduct Compliance.
Kevin has worked in capital markets for over three decades, gaining valuable insights through
senior roles in operations and compliance at a number of large Investment Dealers. During his
time with CIRO, Kevin has represented the organization on IOSCO Committee 2, a committee
of international securities regulators that focus on global issues relating to global capital markets
and financial market infrastructure relating to secondary market trading.
